As newborns, we enter the world by inhaling. In leaving, we exhale.
(In fact, in many languages the word “exhale” is synonymous with
“dying.”) Breathing is so central to life that it is no wonder humankind
long ago noted its value not only to survival but to the functioning of
the body and mind and began controlling it to improve well-being.
As early as the first millennium B.C., both the Tao religion of China
and Hinduism placed importance on a “vital principle” that flows
through the body, a kind of energy or internal breath, and viewed
respiration as one of its manifestations. The Chinese call this energy qi, and Hindus call it prana (one of the key concepts of yoga).
A little later, in the West, the Greek term pneuma and the Hebrew term rûah referred both to the breath and to the divine presence. In Latin languages, spiritus is at the root of both “spirit” and “respiration.”
Recommendations for how to modulate breathing and influence health and mind appeared centuries ago as well. Pranayama
(“breath retention”) yoga was the first doctrine to build a theory
around respiratory control, holding that controlled breathing was a way
to increase longevity.
In more modern times, German psychiatrist Johannes Heinrich Schultz
developed “autogenic training” in the 1920s as a method of relaxation.
The approach is based partly on slow and deep breathing and is probably
still the best-known breathing technique for relaxation in the West
today. The contemporary forms of mindfulness meditation also emphasize
breathing-based exercises.
In fact, every relaxation, calming or meditation technique relies on
breathing, which may be the lowest common denominator in all the
approaches to calming the body and mind. Research into basic physiology
and into the effects of applying breath-control methods lends credence
to the value of monitoring and regulating our inhalations and
exhalations.
Yoga and meditation have inspired many of the breathing
exercises used today. The benefits of controlled respiration were first
theoretically posited centuries ago by the practitioners of pranayama yoga.
Mind under the Influence
Even a rudimentary understanding of physiology helps to explain why
controlled breathing can induce relaxation. Everyone knows that emotions
affect the body. When you are happy, for instance, the corners of your
mouth turn up automatically, and the edges of your eyes crinkle in a
characteristic expression. Similarly, when you are feeling calm and
safe, at rest, or engaged in a pleasant social exchange, your breathing
slows and deepens. You are under the influence of the parasympathetic
nervous system, which produces a relaxing effect. Conversely, when you
are feeling frightened, in pain, or tense and uncomfortable, your
breathing speeds up and becomes shallower. The sympathetic nervous
system, which is responsible for the body’s various reactions to stress,
is now activated. Less well known is that the effects also occur in the
opposite direction: the state of the body affects emotions. Studies
show that when your face smiles, your brain reacts in kind—you
experience more pleasant emotions. Breathing, in particular, has a
special power over the mind.
This power is evident in patients who have breathing difficulties.
When these difficulties are sporadic and acute, they can trigger panic
attacks; when they are chronic, they often induce a more muted anxiety.
It is estimated that more than 60 percent of people with chronic
obstructive pulmonary disease (COPD) have anxiety or depressive
disorders. These disorders probably stem in part from concerns about the
consequences of the disease (what could be more distressing than
struggling to breathe?), but purely mechanical factors may contribute as
well: the difficulty these patients experience often leads to faster
breathing, which does not necessarily improve the quality of their
oxygen supply but can aggravate their physical discomfort and anxiety.
Rapid breathing can contribute to and exacerbates panic attacks
through a vicious circle: fear triggers faster breathing, which
increases fear. In 2005 Georg Alpers, now at the University of Mannheim
in Germany, and his colleagues observed significant and unconscious
hyperventilation when people who had a driving phobia took their
vehicles on the highway (where they might not be able to pull over if
they become agitated).
Whether anxiety derives from breathing problems or other causes, it
can be eased by a number of breathing techniques derived from
traditional Eastern approaches (see “Six Techniques for Relieving
Stress”). For example, “follow your breath,” an exercise that focuses
attention on breathing, is one of the first steps in mindfulness
meditation, whereas alternate nostril breathing comes from yoga.
Combining reassuring thoughts with breathing is an approach incorporated
into sophrology, a technique that emphasizes harmony of body and mind
and that borrows exercises from many approaches, including yoga and
mindfulness.
Overall, research shows that these techniques reduce anxiety,
although the anxiety does not disappear completely. Breathing better is a
tool, not a panacea. Some methods have been validated by clinical
studies; others have not. But all of those I describe in this article
apply principles that have been proved effective. They aim to slow,
deepen or facilitate breathing, and they use breathing as a focal point
or a metronome to distract attention from negative thoughts.
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